Seminar on Banach Algebras
This seminar was held in #mathematics on EFnet on 21st of May 2005 at 15:00 EDT by Kit.
It provided a basic introduction to the theory of commutative Banach algebras, focusing especially on the ideas of automatic continuity.
Seminar Log
20:01 <@Kit> ok then.
 
20:01 <@Kit> Shall we give people a few minutes to make their way in, or shall I just start now?
20:01 < landen> start now
20:02 <@Kit> ok then.
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20:03 <@Kit> The study of Banach algebras is one of the big areas 
in modern functional analysis. It draws on a lot of theory from algebra 
proper, but the analysis shores up various aspects of the theory that 
aren't algebraically `nice' in order to make them well behaved.
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20:03 <@Kit> Basically a banach algebra is a banach space (a complete normed space) with an algebra structure.
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20:04 <@Kit> That is we have an associative bilinear multiplication on it
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20:04 -!- mode/#mathematics [+l 62] by Evariste
20:04 < [CODE]XXX> +.v
20:04 <@Kit> That is it's a ring where the multiplication commutes with complex multiplication
20:04 <@Kit> So (za)b = a(zb) = z(ab)
20:05 <@Kit> In addition you also want the multiplication to behave well with respect to the norm
20:05 <@Kit> Specifically you want |ab| <= |a| |b|
20:05 <@Kit> We will also assume that it is unital. That it has an identity as a ring, and |1| = 1
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20:05 < gzl> !
20:05 <@Kit> (You can add in a unit to any non-unital banach 
algebra, and if |1|!= 1 you can replace it with an eequivalent norm such
 that it is) 
20:05 <@Kit> gzl: Yes?
20:06 < gzl> do you only consider algebras over C?
20:06 <@Kit> I was going to mention that in a moment. :)
20:06 < gzl> sorry. :)
20:06 <@Kit> The definitions work over R
20:06 <@Kit> But the theory over C is much much better
20:06 <@Kit> In almost everything I say tonight we will be working over C
20:06 <@Kit> I'll occasionally make notes along the lines of `look, this fails if we replace C by R'
20:07 -!- mode/#mathematics [+l 64] by Evariste
20:07 <@Kit> We've basically got two canonical examples of banach algebras.
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20:07 <@Kit> If X is a compact hausdorff space then the set of all
 continuous functions from X to C is a banach algebra with the uniform 
norm
20:07 <@Kit> We denote this by C(X)
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20:08 <@Kit> (multiplication and addition are pointwise)
20:08 <@Kit> If V is any banach space then End(V) is a banach algebra with composition and the operator norm.
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20:08 <@Kit> The first is commutative, the second is not.
20:08 -!- mode/#mathematics [+o Tolaria] by Thwash, bananach
20:08 -!- mode/#mathematics [+o Tolaria] by Evariste
20:08 <@Kit> We're not even going to look at the noncommutative 
theory of banach algebras tonight, cause it's hard. :)
20:08 <@Kit> Some of what I say will work there, much will not.
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20:09 -!- mode/#mathematics [+o NullPtr] by Evariste, bananach, Thwash
20:09 <@Kit> A reminder: If we have a closed subspace of a banach 
space, we can put a norm on the quotient by that subspace to make it 
into a banach space.
20:09 <@Kit> Specifically ||x + E|| = inf {||x + y|| : y \in E }
20:10 <@Kit> Exercise: If E is in fact a closed *ideal*, then this is an algebra norm on the quotient.
20:10 <@Kit> Anyway, those are the basic definitions. Any questions before I move on to some proper theory? :)
20:10 <@Kit> ok. Guess not.
20:11 <@Kit> Anyway, the basic reason why banach algebras are cool
 is that there's a huge amount of interplay between topological and 
algebraic structure.
20:11 <@Kit> For example we have the following result:
20:11 <@Kit> Let A be a banach algebra. We denote the set of invertible elements by G(A). G(A) is open.
20:12 <@Kit> (This isn't true in a general normed algebra, but I can't remember an example offhand)
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20:12 <@Kit> We first prove the following lemma: If |x| < 1 then 1 + x is invertible.
20:12 <@Kit> Proof: (1 + x)^{-1} = sum x^n 
20:12 <@Kit> This converges because |x^n| <= |x|^n 
20:12 <@Kit> So it converges absolutely 
20:12 <@Kit> And because A is complete, absolute convergence => convergence. 
20:13 <@Kit> We can rephrase this by saying that if |x - 1| < 1 then x is invertible 
20:13 -!- landen [sizzle@adsl-216-103-91-31.dsl.snfc21.pacbell.net] has 
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20:13 <@Kit> And fiddling around with some algebra then shows you 
that if y is invertible and |x - y| < |y^{-1}|^{-1}, we have x 
invertible. 
20:14 <@Kit> (Caution: |y^{-1}|^{-1} is not in general the same as |y|) 
20:14 <@Kit> Which gives us the result that G(A) is open. We'll need this later. 
20:14 <@Kit> These simple results now let us develop one of the most important tools in banach algebra theory 
20:15 <@Kit> (It may not be obvious that it's important yet. Hopefully you'll be more convinced later) 
20:15 <@Kit> Let A be a banach algebra and a \in A. We define the 
spectrum of A to be the set { z \in C : z1 - a is *not* invertible }
 
20:15 <@Kit> err. spectrum of a 
20:15 <@Kit> We'll write this sp(a) 
20:16 <@Kit> Lemma: sp(a) is closed and bounded. 
20:16 <@Kit> It's closed: it's the inverse image of G(A)^c under the map z -> z1 - a 
20:16 <@Kit> And this map is clearly continuous 
20:17 <@Kit> It's bounded: Suppose |z| > |a|. Then z1 - a = z(1 - z^{-1}a)  
20:17 <@Kit> And |z^{-1}a| < 1 
20:17 <@Kit> So this is invertible 
20:17 <@Kit> We've actually proved somethign stronger: It's contained in the closed disk of radius |a| 
20:18 <@Kit> If we define the spectral radius r(a) = sup \{ 
|z| : z \in sp(a) } this can be restated as r(a) <= |a| 
20:18 <@Kit> Now. Big result coming up. 
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20:18 <@Kit> In a general complex algebra, sp(a) can be empty 
20:18 -!- mode/#mathematics [+o NullPtr] by bananach, Thwash 
20:18 <@Kit> For example C[x] 
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20:19 <@Kit> sp(x) is empty 
20:19 <@Kit> err
20:19 <@Kit> Sorry 
20:19 <@Kit> C(x)
20:19 <@Kit> (Rational functions, not polynomials)
20:19 -!- mode/#mathematics [+o NullPtr] by Evariste
20:19 <@Kit> Because z1 - x is not invertible iff it's zero
20:19 <@Kit> And that never happens
20:19 <@Kit> In a Banach algebra, this can't happen. 
20:20 <@Kit> It may not look it, but this is a Big Thing. :)
20:20 <@Kit> Proof:
20:20 <@Kit> Let a \in A 
20:20 <@Kit> Suppose sp(a) = \emptyset 
20:20 <@Kit> Let f : A -> C be a continuous linear functional of norm 1 
20:21 <@Kit> Define the map \phi : C -> C by \phi(z) = f( (z1 - a)^{-1} ) 
20:22 <@Kit> Note that |\phi(z)| <= |(z1 - a)^{-1}| = |z|^{-1} |(1 - a z^{-1})^{-1}| 
20:22 <@Kit> Which tends to zero as |z| -> inf 
20:22 <@Kit> I leave it as an exercise for the reader that \phi is an analytic function 
20:22 <@Kit> (It will be in the notes) 
20:22 <@Kit> So what we have is a bounded analytic function on all of C 
20:23 <@Kit> Which by liouville's theorem can't possibly happen unless it's constant 
20:23 <@Kit> And because it tends to zero it must then be constantly zero 
20:23 <@Kit> So for every continuous linear functional of norm 1 and every z \in C we have f( (z1 - a)^{-1} ) = 0 
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20:23 <@Kit> But by the hahn-banach theorem this implies that for 
every z \in C we have (z1 - a)^{-1} = 0, as norm 1 functionals seperate 
points. 
20:23 <@Kit> But this is patently nonsense 
20:24 <@Kit> As 0 is not invertible 
20:24 <@Kit> So the spectrum couldn't have been empty in the first place 
20:24 <@Kit> This then gives us the following important theorem, related to what I was  saying about C(X) 
20:24 <@Kit> Suppose A is a banach algebra in which every non-zero element is invertible 
20:24 <@Kit> Then A = C 
20:25 <@Kit> Because let a \in A. Then sp(A) is non-empty, so for some z we have z1 - a is not invertible 
20:25 <@Kit> But this can only happen if z1 - a = 0 
20:25 <@Kit> So a = z1 
20:25 <@Kit> Thus the map z -> z1 is a banach algebra isomorphism between C and A 
20:26 <@Kit> This is called the Gelfand-Mazur theorem 
20:26 <@Kit> And it has some rather important consequences about the ideal structure of commutative algebras. 
20:26 <@Kit> Note: This fails for R. For example C is a banach algebra over R which is not isomorphic to R 
20:26 <@Kit> Similarly, i \in C has empty spectrum over R 
20:27 <@Kit> ok. This is about as far as I'm going with the general theory. The rest will all be commutative stuff. 
20:27 <@Kit> Any questions before I move on to that? 
20:27 < azta> nope :) 
20:27 <@Kit> ok then. 
20:28 <@Kit> From now on when I say `banach algebra' I really mean `commutative banach algebra' 
20:28 <@Kit> Some of what I say will work without that, but not an awful lot 
20:28 <@Kit> Let A be a banach algebra. A character on A is a ring homomorphism f : A -> C
20:28 <@Kit> Sorry. Algebra homomorphism 
20:29 <@Kit> We also want it to be C-linear 
20:29 <@Kit> (I suppose we also want it to be non-zero if you don't believe ring homomorphisms send 1 to 1) 
20:29 <@Kit> Note there is no continuity assumption here. 
20:29 <@Kit> This gives us our first automatic continuity theorem, which motivates a lot of other stuff: 
20:29 <@Kit> Let A be a banach algebra and f a character. Then f is continuous and |f| <= 1 
20:30 <@Kit> Proof: 
20:30 <@Kit> Suppose not and we have some a with |f(a)| > |a| 
20:30 <@Kit> By scaling a we can assume that f(a) = 1 and |a| < 1 
20:31 <@Kit> Ack. Temporary brain failure. One moment. :) 
20:32 <@Kit> (I hate it when this happens) 
20:33 <@Kit> ok. Lets see if I can think through this. 
20:34 <@Kit> Define y = sum_{n >= 0} a^n 
20:34 <@Kit> As before, this converges. 
20:34 <@Kit> y = 1 + a + a^2 + ... = 1 + a(1 + a + ... ) 
20:34 <@Kit> Ah yes 
20:34 <@Kit> So y = 1 + ay 
20:34 <@Kit> So f(y) = 1 + f(a) f(y) 
20:35 <@Kit> And f(a) = 1 
20:35 <@Kit> So f(y) = 1 + f(y), and 1 = 0. Oops. Contradiction. 
20:35 <@Kit> Phew. :) 
20:35 < azta> :) 
20:35 <@Kit> ok. By the isomorphism theorem, if f is a multiplicative linear functional then A / ker(f) = C  
20:36 <@Kit> (This is a purely algebraic statement - no norms yet) 
20:36 <@Kit> So ker(f) is a maximal ideal 
20:36 <@Kit> We will in fact show that *all* maximal ideals arise this way. 
20:36 <@Kit> Step 1: Maximal ideals are closed. 
20:37 <@Kit> Proof: Let I be an ideal. Then cl(I) is an ideal. So either I = cl(I) and I is closed, or cl(I) = A 
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20:37 <@Kit> So we just need to rule out the second possibility 
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20:37 <@Kit> But we know that G(A) is open 
20:37 <@Kit> And I is included in G(A)^c because it is a proper ideal 
20:37 <@Kit> So cl(I) is included in G(A)^c 
20:38 <@Kit> Thus cl(I) isn't the whole algebra, so it must be equal to I 
20:38 <@Kit> (The first bit used that I is maximal of course) 
20:38 <@Kit> So suppose we have some maximal ideal I 
20:38 <@Kit> Then A / I is a field 
20:38 <@Kit> And it's also a banach algebra 
20:39 <@Kit> So by Gelfand-Mazur it's C 
20:39 <@Kit> Thus the quotient map into A / I is a character f with ker(f) = I 
20:39 <@Kit> So we have a correspondence between maximal ideals and characters. 
20:39 <@Kit> This is another cool thing about banach algebras 
20:39 <@Kit> In a general ring the fields that can arise this way are potentially rather complicated 
20:40 <@Kit> So you need to understand lots of homomorphisms into 
fields, not just ones over the base field of the algebra 
20:40 <@Kit> (Usual R, C example again) 
20:40 <@Kit> This also gives us another way to characterise the spectrum. 
20:40 <@Kit> Theorem: sp(a) = { f(a) : f a character } 
20:41 <@Kit> We first show sp(a) <= { etc } 
20:41 <@Kit> Suppose we have a character f 
20:41 <@Kit> Then f( a - f(a) 1 ) = 0 
20:41 <@Kit> So a - f(a) 1 \in ker(f) 
20:41 <@Kit> Which is a proper ideal, so contains no invertible elements 
20:41 <@Kit> So f(a) \in sp(a) 
20:42 <@Kit> In the other direction, suppose z1 - a is not invertible 
20:42 <@Kit> Then it is contained in some proper ideal, and so in some maximal ideal. 
20:42 <@Kit> Say I 
20:42 <@Kit> If we let ker(f) = I then f(z1 - a) = 0 
20:42 <@Kit> So z = f(a) 
20:42 <@Kit> This proves the equality. 
20:43 <@Kit> We now introduce another key notion: 
20:43 <@Kit> That of a semisimple banach algebra. 
20:43 <@Kit> Let A be a banach algebra. We define the Jacobson 
radical, J(A) to be the intersection of all maximal ideals. 
20:43 <@Kit> We now have several good ways of characterising this 
20:44 <@Kit> x \in J(A) iff f(x) = 0 for every character 
20:44 <@Kit> Because maximal ideals are kernels of characters 
20:44 <@Kit> So x \in J(A) iff r(x) = 0, by the relation between the spectrum and characters 
20:45 <@Kit> So x \in J(A) iff z1 + x is invertible for every z != 0 
20:45 <@Kit> An algebra is semisimple if J(A) = 0 
20:45 <@Kit> Example: C(X) is semisimple. 
20:45 <@Kit> Proof: Let f \in C(X) be non-zero. 
20:46 <@Kit> Then there exists z with f(z) != 0 
20:46 <@Kit> The map \phi_z : g -> g(z) is a character on C(X) with \phi_z(f) != 0 
20:46 <@Kit> Sorry. I should have given that as an example when I first introduced characters. 
20:47 <@Kit> In fact all characters on C(X) are of this form. I 
leave this as an exercise for the dedicated reader. :) 
20:47 <@Kit> I'm going to prove the following automatic continuity theorem: 
20:47 <@Kit> Let A, B be banach algebras with B semisimple. Let 
f : A -> B be an algebra homomorphism. Then f is continuous. 
20:48 <@Kit> This should be considered Cool. It's a purely 
algebraic statement, from which we are deducing a purely topological 
one. 
20:48 <@Kit> (Modulo the bit of analysis in the definition of banach algebra) 
20:48 <@Kit> For this I'm going to introduce something called the seperating subspace. 
20:48 <@Kit> Definition: 
20:48 <@Kit> Let A, B be banach spaces (not neccesarily algebras), let f : A -> B be linear. 
20:48 <@Kit> Recall the closed graph theorem. 
20:49 <@Kit> The graph of f is the subset of A (+) B defined by { (x, f(x)) : x \in A } 
20:49 <@Kit> f is continuous iff the graph of f is closed. 
20:49 <@Kit> Let G_f be the graph of f. f is continuous iff cl(G_f) = G_f 
20:50 <@Kit> The seperating subspace of f is S_f = { y \in B : (0, y) \in cl(G_f) } 
20:50 <@Kit> The closed graph theorem can be restated as saying that f is continuous iff S_f = {0} 
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20:51 <@Kit> Because if (x, y) \in cl(G_f) then  y - f(x)) \in S_f 
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20:52 -!- mode/#mathematics [-m] by Kit 
20:52 <@Kit> I'm going to show that if f is an algebra homomorphism between banach algebras then S_f <= J(B) 
20:52 <@Kit> This will then prove the automatic continuity theorem. 
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20:52 -!- mode/#mathematics [+o Hurwitz] by Thwash, Evariste, bananach 
20:52 -!- mode/#mathematics [+o Hurwitz] by Tolaria 
20:52 <@Kit> Because if B is semisimple then J(B) = 0 so S_f = 0 
20:53 <@Kit> Ok. So let A, B, D be banach algebras and let 
f : A -> B be a homomorphism. Let g : B -> D be a 
*continuous* homomorphism. 
20:53 <@Kit> If gf is continuous then we must have S_f <= ker g 
20:54 <@Kit> Because G_{gf} = (id (+) g) G_f 
20:54 <@Kit> (id (+) g is the direct sum of the two maps: identity on the first factor, g on the second) 
20:55 <@Kit> So by continuity we have cl( G_{gf} ) >= (id (+) g) cl(G_f) 
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20:55 <@Kit> So g(S_f) <= S_{gf} 
20:55 <@Kit> Thus if S_f contains an element not in ker(g) then S_{gf} contains a non-zero element 
20:56 -!- mode/#mathematics [+l 66] by Evariste 
20:56 <@Kit> So gf is not continuous 
20:56 <@Kit> Surprisingly, the result is now almost immediate: 
20:56 <@Kit> Let f : A -> B, etc. 
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20:56 <@Kit> And let g now be a character on B 
20:56 < pkrumins> arghhh!! i missed everything! 
20:56 <@Kit> Then gf is a character on A 
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20:56 <@Kit> So it's continuous 
20:57 <@Kit> Thus S_f <= ker(g) 
20:57 <@Kit> And as we've shown, all the maximal ideals arise as ker(g) 
20:57 <@Kit> So S_f is contained in every maximal ideal, and so in J(B) 
20:57 <@Kit> Ta da 
20:58 <@Kit> We have now proved the basic example of a non-trivial automatic continuity question. :) 
20:58 < azta> so simple :) 
20:58 <@Kit> These sorts of questions motivate a lot of modern 
banach algebra theory. There are some Big unsolved problems related to 
them. 
20:58 <@Kit> Mostly in the noncommutative case. 
20:58 <@Kit> But we don't have time for that today. :) 
20:58 <@Kit> Any questions? 
20:59 <@Kit> pkrumins: Sorry you missed it. Log is in the topic. 
20:59 < azta> I have a million questions, but I think I will go over what you've said again, first :) 
21:00 <@Kit> Hopefully that's because it's interesting rather than incomprehensible. :) 
21:00 < azta> It was 
21:00 < azta> Thanks a lot Kit  
21:00 < pkrumins> ok, this is it? 
21:01 <@Kit> Yep. 
21:01  * dioid claps 
21:01 < azta> :) 
21:01 <@Kit> I got complaints about the length of my previous seminars, so I've kept this one short. :) 
21:02 < azta> almost exactly 1 hour. 
21:02 <@Galois> did someone mention that semisimple is equivalent to a direct sum of simple modules? 
21:02 <@Galois> algebras, whatever 
21:02  * vitriol claps 
21:02 <@Kit> Galois: Hmm. Is that really true for a general ring? 
21:02 <@Galois> depends on what ring means? 
21:02 <@Kit> ok. Say any commutative ring with 1 
21:03 <@Galois> think so 
21:03 <@Kit> I thought there was some sort of finitness condition on it. I'm probably wrong though 
21:03 < vitriol> the definition of semi-simple is that it's a sum 
of simple modules. in a ring this also implies that its jacobson radical
 is 0 
21:03 < vitriol> and also in a ring it implies that its a finite sum of simple modules 
21:03 <@Kit> Hmm. 
21:03 < vitriol> so that might be the finiteness condition you're referring to 
21:04 <@Kit> I meant more noetherian rings. 
21:04 <@Galois> this theorem about A / ker(f) always equalling C is an analytic analogue of the nullstellensatz 
21:04 <@Kit> Oh. I'm being silly. What I was thinking of isn't true. 
21:04 <@Kit> e.g. C(X) is the sum of any two of its maximal ideals 
21:05 <@Kit> So yeah, that makes more sense in this case than I thought it did. :) 
21:05 < vitriol> fortunately it's true for all rings. also i think semi-simple is equivalent to artinian and J(R) = 0  
21:05 < vitriol> for rings 
21:06 < pkrumins> Kit, when's the next lecture? 
21:06 <@Kit> pkrumins: I don't have any more planned at this point in time. :) 
21:06 <@Kit> I think vitriol was going to do one after the exams 
21:06 <@Kit> (Any comments vitriol? :) ) 
21:06 < vitriol> yeah hopefully if i have time :) 
21:07 <@Kit> ok. So the definition of semisimple I gave isn't a proper algebraist's semisimple? Sorry about that. :) 
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21:08 <@Kit> So have I managed to convince any of you algebraists that banach algebras are cool? :) 
21:08 < vitriol> did you define semi-simple as J(R) = 0 ? 
21:08 <@Kit> Yes 
21:09 < vitriol> that's usually semi-primitive i believe, but if the ring is artinian i think it's ok 
21:09 < azta> http://snipurl.com/f1zz 
21:10 < vitriol> banach algebras do seem nice. some of it bore resemblance to analysis II example sheets 
21:10 < azta> html with joins/parts/botmsgs removed 
21:10 <@Kit> Banach algebras are very rarely artinian or noetherian 
21:10 <@Kit> I think if X is infinite then C(X) is never noetherian or artinian 
21:10 < vitriol> oh i see 
21:11  * vitriol almost never deals with non-noetherian rings! 
21:11 < vitriol> evil things 
21:11 <@Kit> Actually, that's one of the reason banach algebras are cool. :) 
21:11 <@Kit> `Banach' can be thought of as a finiteness condition 
21:11 <@Kit> You can prove things about Banach algebras that are 
rather close to the things you can prove about noetherian algebras 
21:12 <@Kit> Despite the fact that they're not noetherian 
21:12 < vitriol> ah ok, that's quite interesting 
21:12 <@Kit> I'm not quite confident enough on the noetherian side of things to support that claim. :) 
21:12 <@Kit> But I have heard it claimed by people who know a good deal more about both than I do 
21:12 <@Kit> (e.g. David Loeffler) 
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21:18 <@Kit> Hmm. In retrospect I don't think this really needs notes. 
21:18 <@Kit> Would anyone be heartbroken if I didn't provide them? :) 
21:18 < azta> ;( 
21:18 <@Kit> I'm planning to produce a big wodge of notes over the next year or so 
21:18 <@Kit> Which will include notes on banach algebras 
21:19 <@Kit> But I think most of today's talk stands fairly well on its own 
21:20 < azta> It does 
21:20 < vitriol> i think revision is more pressing :) 
21:21 < gzl> should I upload the log? 
21:21 <@Kit> vitriol: Indeed. :)